| Keith Hart on Sat, 16 Jun 2007 15:40:33 +0200 (CEST) |
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| <nettime> Two lectures on African development |
Paul's post about Venice reminded me that I have been writing about
African culture too. For some years now I have been planning a book
called The African Revolution. Its proposed table of contents goes:
*Introduction*
*Part I The idea of Africa*
1.
Africa today: 'through a glass, darkly'
2.
Africa on my mind
3.
Africa in world history
*Part II The engines of inequality*
1.
Waiting for emancipation: slavery, colonialism, apartheid
2.
The intellectuals of the anti-colonial revolution
3.
'Development': the post-colonial counter-revolution
*Part III What happened in the twentieth century*
1.
Africa's urban revolution
2.
'The informal economy': the rise of the market
3.
The explosion of the modern arts
*Part IV Africa's (neo-)liberal revolution?*
1.
Moral politics and the religious revival
2.
The new diaspora in the information age
3.
A second imperialism or emancipation at last?
From time to time, I perform the script in public. But recently, on the
invitation of Eric Worby, I gave two lectures at WISER, Witwatersrand
University, Johannesburg. Doubling the length exposed the holes in the
argument more than before. But I now feel that I have to write the book.
So I post the pair on nettime in case anyone can be bothered to suggest
remedies. Or for your reading pleasure on a quiet summer afternoon. I
include a table of contents so that you can skip.
Keith
*
*
*Lecture 1: African development in the twentieth century*
1. 'Africa' and the question of 'development'
2. Africa's traditional societies and agrarian civilization
3. Africa's urban revolution in the twentieth century
4. A note on the North and South African exceptions
5. Urban commerce and the informal economy
*Lecture 2: African development in the twenty-first century*
1. The story so far
2. An African liberal revolution?
3. The cultural sources for a liberal revolution
4. Classes for and against the liberal revolution
5. Africa must unite
1. African development in the twentieth century
'/Africa//' and the question of 'development' /
In these two lectures, I consider Africa's development prospects in the
coming half-century, viewed in the light of the century that has just
passed. The future is unknowable of course, but whatever happens next
must build on social conditions created by recent developments, as well
as on longer-term continuities. Africa has seen extraordinary urban
growth in the twentieth century and this, rather than the conventional
view of the continent as an exporter of raw materials, should form the
basis for thinking about development in future. This means exploring
ways of linking present forms of urban commerce to the world economy, as
well as to national and regional markets. Indigenous commerce has so far
been approached mainly in terms of the 'informal economy'. Currently
70-90 percent of African national economies are estimated to be
'informal'; so the social forms that organize the informal economy and
mobilize its resources must surely play a significant part in whatever
happens next.
What prospects do neo-liberal markets hold for Africa as a whole?
Africa's experience in the twentieth century is often represented as a
failure to 'develop'. I accept that economic and political trends in
post-colonial Africa have often been dire; but I do not agree that this
situation is terminal. Indeed in my second lecture I explore the
possible conditions for an African liberal revolution, an economic
turnaround rapid enough to merit comparison with Europe and America at
an earlier stage or with parts of Asia today. 'Afro-optimism' of this
sort at least goes beyond the negative or palliative limits of much
development thinking today. But I must first clarify what I mean by
'Africa' and 'development', before looking back over the twentieth
century for the rest of this lecture.
'Africa' refers to either a continent -- from the Cape to Cairo -- or to a
race. The two are sometimes combined as 'the land of the blacks', but
this land is hard to pin down. North Africa has been an integral part of
circum-Mediterranean civilization from the beginning and Southern Africa
was dominated by white settlers in modern history. The regions in
between ? West, Central and East Africa ? historically had strong
external links, but most were made subject to colonial empire only from
the 1880s onwards and achieved their independence by the 1960s. The
brevity of this European occupation makes it bizarre to periodize
continental history as pre-colonial, colonial and post-colonial; but
then Africans were not principally responsible for this division. The
middle belt of African countries is sometimes called 'Sub-Saharan
Africa' or just 'Black Africa'; but it is not obvious what they have in
common or indeed where they are. The huge country of Sudan was always
part of Egyptian history; the ancient kingdom of Ethiopia avoided being
colonized; Liberia had a black colonial elite. So it would not be hard
to claim that the umbrella term 'Africa' is untenable. Yet it persists
and, I shall argue, should be an integral part of any development
strategy for the region. The world is turning, in response to
globalization, to regional trading blocs like the EU, NAFTA, ASEAN and
Mercosur; and Africa can't afford to miss out on this trend.
There is already some precedent for viewing Africa as a unity. The
African Union, NEPAD and other continental institutions, whatever their
limitations, do exist after all. World maps show Africa as a seventh of
the earth's total land mass separated from Europe and the Middle East by
the Mediterranean and Red Seas and two narrows. The first half of the
twentieth century gave rise to empire's antithesis, 'Pan-Africanism',
probably the most inclusive political movement of its time. It was a
species of nationalism uniting Africans who aimed to recover control of
their own land with New World descendants of African slaves who were
still subjected to racial exclusion there. Getting the British, French,
Belgians and Portuguese out of Africa seemed to be of one piece with
fighting the systematic racial discrimination on which Atlantic and
world society were then founded. The idea of Africa as the home of a
people stigmatized by colour and occupying the lowest stratum of a
racialized global order remains a tremendous obstacle to the full
participation of black people in world society as equals. The continuing
failure of African countries to 'develop' underwrites such prejudice. It
would therefore constitute a major upheaval in world society, if this
presumption of Africa's eternal economic backwardness were to be
dramatically refuted.
The apartheid principle of separating rich and poor spatially is to be
found everywhere in local systems of discrimination, more or less
blatant. But the Caribbean Nobel-prizewinning economist, Sir Arthur
Lewis in /The Evolution of the International Economic Order/ (1978)
makes a plausible case that twentieth-century world society as a whole
was constructed along racial lines at a particular historical
conjuncture. In the decades leading up to the First World War, fifty
million Europeans left home for temperate lands of new settlement; the
same number of Indians and Chinese ('coolies') were shipped to the
colonies as indentured labourers. These two streams of migrants had to
be kept apart since, although their work and skill-level was often
similar, whites were paid on average nine shillings a day, while Asians
received one shilling a day. In those areas where Asian workers were
allowed to settle, the price of local wage-labour was driven down to
their level. Western imperialism's division of the world at this time
into countries of dear and cheap labour had profound consequences for
their subsequent economic development. Demand in high-wage economies is
stronger than in their low-wage counterparts. World trade has been
organized ever since in the interests of the better-paid, with tax-rich
states subsidizing their farmers to dump cheap food overseas at the
expense of local agricultural development, while preventing the poorer
countries' manufactures from undermining the wages of industrial workers
at home. South Africa and the United States each encouraged heavy
immigration of working-class Europeans while seeking to retain a reserve
of poorly-paid black and Asian labour. The resulting dualism is
inscribed on their shared history of racist urbanization.
So, the idea of 'Africa' may be most suitably conceived of as a
continental territory ? Africans, Arabs and Europeans alike -- embarked
on the great march towards economic and political union. But the legacy
of imperialism means that race and development are still linked in
symbolic and practical terms; and dreams of African emancipation have
global, not just regional implications. The long human conversation
about a better society has come to be identified with the term
'development'. What does it mean? In essence, that society is moving,
rather than being fixed. In this sense, 'development' is similar to its
Victorian counterpart, 'evolution'. But I prefer to think of
'development' as a stage of contemporary history defining political
relations between rich and poor countries, like its predecessor
'colonialism', and lasting for much of the previous half-century.
This period had two distinct phases which we may identify loosely by the
terms 'social democracy' and 'neo-liberalism'. The first, roughly
1945-1975 (/'les trente glorieuses'/), saw an economic boom fed by
public expenditures in the leading industrial nations. The idea that the
rich could materially assist poor countries to narrow the economic gap
between them was taken seriously at this time, even if the recipes for
'development' now look naïve. After the oil price shocks of the 1970s
and economic problems such as 'stagflation', a 'free market' era was
inaugurated by Reagan and Thatcher and, with some modifications,
persists today. This period has seen a widening gap between rich and
poor countries, especially between Africa and everyone else, fuelled by
massive extraction of debt interest and the undermining of weak states
in the name of 'structural adjustment'. The world economy has been
depressed ever since the 70s; currently China alone accounts for almost
half of global economic growth in any year and most of the rest comes
from credit expansion in the USA. In these circumstances, 'development'
as a description of the partnership between rich and poor countries has
become a sham and indeed most 'development' activities consist of
putting sticking plaster on the wounds inflicted by an unfettered
capitalism.
/Africa//'s traditional societies and agrarian civilization/
If African 'development' is ever to break out of the unhappy pattern
established in the last half-century, its engine will have to be
sustained endogenous economic growth. Our task is to analyze why
independence did not confer the conditions for such growth and how the
conditions established then might, with the benefit of new development
strategies, feed an economic revolution now. But, in order to understand
Africa's twentieth-century experience ? the extraordinary compression of
contradictory social developments within a short period -- we must first
take a long view of the region's divergence from the general historical
trajectory of the Eurasian land mass.
My teacher, Jack Goody has written a series of books seeking to explain
how and why African societies south of the Sahara diverged before the
modern period from their counterparts in Europe and Asia ('Eurasia'). He
concluded that all the agrarian civilizations of Eurasia shared a common
origin in the 'urban revolution' of Mesopotamia 5,000 years ago. This
pattern also extended to Egypt and the African littoral of the
Mediterranean millennia ago. By the 11^th century, Cairo was the hub of
a mercantile civilization stretching from Spain to India. The rise of
cities was accompanied by the formation of states whose function was to
supervise a new kind of class society, where a narrowly-based urban
elite extracted agricultural surpluses from an increasingly servile
rural labour force. Goody showed how forms of kinship and marriage
reflected property relations that were themselves made possible by more
intensive technologies, such as the plough and irrigation. Sub-Saharan
Africa, he held, had largely missed out on this urban revolution along
with its agricultural technology, higher population density and unequal
property relations. This accounts for why traditional African forms of
kinship and marriage are so different and their societies were,
relatively speaking, classless.
The contrast between egalitarian societies built on kinship and unequal
societies based on state power and class division goes back to L. H.
Morgan's /Ancient Society/ (1877) and before him to Rousseau in the
/Discourse on Inequality/ (1754). Clearly it cannot be applied
unambiguously to Africa and Eurasia before the modern age, even if we
try to isolate Black Africa from its Northern and Southern extremities.
The Atlantic and Indian Ocean slave trades generated coastal enclaves in
both West and East Africa. The medieval civilization of the West African
Sahel was a significant part of the Islamic world: when the King of Mali
went on a pilgrimage to Mecca in the 13^th century, he spent so much
gold in Egypt as to cause runaway inflation there for three decades. Of
the Yoruba agro-cities that emerged as a result of nineteenth-century
warfare, Ibadan's population had reached 200,000 by the onset of
colonial rule. These examples of pre-colonial urbanization were rightly
emphasized when the anti-colonial revolution delivered independence to
most African countries in the second half of the twentieth century.
Even so, if the contrast were presented as a statistical trend rather
than as a categorical fact, it must be admitted that large swathes of
middle Africa entered the modern epoch with a minimal urban population
and that the dominant institutions of their societies owed a lot more to
kinship than to class differences. Indigenous states were commonplace in
the early modern period, many of them emerging in response to the
political, economic and demographic upheavals provoked by European
imperial expansion. But, in a dozen volumes ranging from productive
technologies, property forms and the means of communication to cooking,
decoration and myth, Goody documents in substantial detail how most
African societies south of the Sahara diverged from the pattern of
agrarian civilization typical of all the major regions of pre-industrial
Eurasia. This institutional package included territorial states,
embattled cities, landed property, warfare, racism, bureaucratic
administration, literacy, impersonal money, long-distance trade, work as
a virtue, world religion and the nuclear family; and its grip on modern
world society is still strong.
Of course, if traditional African societies appeared to be more equal
than their European counterparts, it does not mean that inequality was
wholly absent there. Friedrich Engels, in /The Origins of the Family,
Private Property and State/ (1884), where he drew heavily on Morgan's
work, made much of the progressive subordination of women, first in
tribal societies based on agriculture and pastoralism, later in
pre-industrial states and finally in capitalist societies. A body of
Marxist and feminist scholarship in the 1960s and 70s extended this
analysis to the conflict between African males of different age, with
polygamous elders commanding young men's labour through control of
access to marriageable women and the latter condemned to doing most of
the work without effective political representation. Gender and
generation differences accordingly take on huge salience in African
societies. I have gone into this issue at some length since it is
central to grasping Africa's twentieth-century experience.
/Africa//'s urban revolution in the twentieth century/
If Africa is normally judged these days in terms of what /did not/
happen in the twentieth century ('development'), what actually /did/
happen? In 1900, Africa was the least densely populated region in the
world with the smallest proportion of its inhabitants living in cities
(probably around 2%, near the world average for the beginning of the
modern era around 1800). By 2000, a sustained population explosion means
that the continent now has a share of world population equal to its
share of land area and up to a half of its inhabitants live in cities
(also near the world average). Since Africa's population (currently a
bit less than either India's or China's) is still growing much faster
than other regions at 2.5% per annum, so too is its relative size in the
world, if not yet its purchasing power in the world economy (which is
around 2%). A simple Keynesian logic suggests that, if Africans became
more prosperous, everyone else would benefit from the increased demand.
Certainly the Asian exporters of manufactures are keenly aware of the
potential of Africans' market share. But the Americans and the Europeans
who still control global economic institutions have not yet demonstrated
any awareness of this possibility.
Instead of harping on Africa's failure to develop, it might be more
fruitful to focus on what positively occurred in the twentieth century.
In short, Africa experienced its own version of the urban revolution
that it had largely avoided before. This means not just that cities
proliferated on an unprecedented scale, but that the whole package of
pre-industrial class society was installed there more or less for the
first time: states, new urban elites, intensification of agriculture and
a political economy based on the extraction of rural surpluses. Africa
made the transition to agrarian civilization after Europe and America
had moved on to industrial capitalism in the nineteenth century and
while the Asians followed suit in the next. The relative success of
Asians in translating their political independence into effective
economic competition with the West has significant consequences for
Africa's prospects now. In the meantime, any strategy for African
development in the coming decades must build on the social conditions
resulting from the construction of nominally independent nation-states
on an economic foundation of pre-industrial agriculture.
The anti-colonial revolution, beginning in Asia after the war and
continuing in Africa, unleashed extravagant hopes for the transformation
of an unequal world. These hopes have not yet been realized for most
Africans who are still waiting for political forms that will guarantee
their full participation as equals in world society. By most accounts
African economies have not fared well since independence. But what was
the model of development they were expected to adopt? I call it
'national capitalism', the attempt to manage markets and money through
central bureaucracies organized by the nation-state. Development in this
sense never had a chance to take root in Africa. For the first half of
the twentieth century, African peoples were shackled by colonial empire
and in the second half, after they achieved independence, their new
nations struggled to keep afloat in a world economy organized by and for
the major powers, then engaged in the Cold War.
When Kwame Nkrumah was leading Ghana to independence, he used to declaim
'Seek ye first the political kingdom.' The idea was that merely changing
ownership of the state would be sufficient to deliver economic
development to African peoples, regardless of conditions in the world at
large. Frantz Fanon took a different view. In /The Wretched of the Earth
/(first published in French in 1959), written from the depths of
Algeria's own anti-colonial struggle, he spoke prophetically of the
'pitfalls of national consciousness' which would undermine Africa's
post-colonial states and especially of the weakness of the new middle
class who led them:
"From the beginning the national bourgeoisie directs its efforts towards
(economic) activities of the intermediary type. The basis of its
strength is found in its aptitude for trade and small business
enterprises, and for securing commissions. It is not its money that
works, but its business acumen. It does not go in for investments and it
cannot achieve that accumulation of capital necessary to the birth and
blossoming of an authentic bourgeoisie."
In other words, Africa's new leaders thought they were generating modern
economies, with ambitions for public expenditure to match, but in
reality they were erecting fragile states whose economic base was the
same backward agriculture as before.
As Fanon predicted, this weakness led them inexorably to exchange the
democratic legitimacy generated in the independence struggle for
dependence on foreign powers later. These ruling elites first relied on
revenues from agricultural exports, then on loans contracted under
dubious circumstances, finally on the financial monopoly that came from
being licensed to supervise their country's relations with global
capitalism. But this bonanza was switched off in the 1980s, when foreign
capital felt that it could dispense with the mediation of local state
powers and concentrated on collecting debts from them. Many governments
were made bankrupt and some simply collapsed into civil war.
It is hardly surprising under these circumstances that hopes for African
democracy soon flew out of the window, to be replaced by a norm of
dictatorship, whether civil or military. Concentration of political
power at the centre led to primate urbanization, as economic demand
became synonymous with the expenditures of a presidential kleptocracy.
Political scientists have long written of the patrimonial norm for
African states without pushing the analysis far or deep enough. The
growth of cities should normally lead to an expanded level of
rural-urban exchange, as farmers supply food to city-dwellers and in
turn buy the latter's manufactures and services with the proceeds of
their sales. But this progressive division of labour was stifled at
birth in post-colonial Africa by the dumping of cheap subsidized food
from North America and Europe and of cheap manufactures from Asia. For
'structural adjustment' meant that African national economies had no
protection from the strong winds of world trade. The result was that a
peasantry subjected to political extraction and violence at home had no
option other than to migrate to the main cities and abroad or to
stagnate. Somehow the cities survived on the basis of markets that
emerged spontaneously to recycle the money concentrated at the top and
to meet the population's needs for food, shelter, clothing, transport
and the rest. It is to these markets, often referred to as 'the informal
economy', that we must turn if we wish to understand the economic
potential of Africa's urban revolution.
/A note on the North and South African exceptions/
From the above, it should be clear why generalizations about middle
Africa need to be qualified when considering the continent's northern
and southern extremes. North Africa did not wait until the last century
to develop agrarian civilization. It was in on the process almost from
the beginning. If countries from Morocco to Egypt bear some resemblance
to the ideal portrait I have painted of post-colonial Africa, it is
because they too have failed to move beyond a pre-industrial level to
anything resembling national capitalism and they too have been subject
to a western imperialism not unlike what afflicted Africa south of the
Sahara. In this respect there has been a convergence between the regions
of late. The lands of white settlement of the South tell a wholly
different story. South Africa, in particular, stands out as the only
African country where national capitalism took root. This has immense
consequences for its current and prospective relationship to the rest of
the continent, as we will see in my next lecture.
Writing of Johannesburg in 1900, J. A. Hobson, the author of a famous
treatise on imperialism, described the men who headed the mining
companies there as follows:
"Never have I been so struck with the intellect and the audacious
enterprise and foresight of great businessmen as here. Nor are these
qualities confined to the Beits and Barnatos and other great
capitalists; the town bristles and throbs with industrial and commercial
energy. The utter dependence upon financial 'booms' and 'slumps' [and
the political situation]?has bred by selection and by education a type
of man and of society which is as different from that of Manchester as
the latter is from the life of Hankow or Buenos Ayres." /The War in
//South Africa/ (1900)
Despite the involvement of international finance, technology and skilled
labour in the Rand's early years, the large mining-finance conglomerates
grew to become increasingly South African in the twentieth century,
while their contribution to output, employment, exports and state
revenue was crucial to the modernisation and growth of the country's
economy. When the Afrikaners declared their own independence from
colonial empire in 1948, South Africa embarked on its own distinctive
course of national capitalism. The contribution of the mining and energy
sector to the economy has declined in the post-apartheid era, while the
big houses have moved offshore and restructured themselves in
significant ways; but their power and influence endures. Agrarian
civilization has played a negligible part in South Africa's modern
history; and that too is something we need to keep in mind when
contemplating Africa's future.
/Urban commerce and the informal economy/
'Form' is /the rule/, an idea of what ought to be universal in social
life; and for most of the twentieth century the dominant forms were
those of bureaucracy, particularly national bureaucracy, since society
was identified to a large extent with nation-states. The idea of an
'informal economy' is entailed in the institutional effort to organize
society along formal lines. Until the 1970s it was agreed that only the
state could effectively promote and manage development. The flood of
migrants into African cities after independence provoked alarmist
reports of mass unemployment there. Where were all the jobs going to
come from? Policy-makers at both national and international levels were
anxious to head off urban riots and worse. In a paper presented to a
1971 conference, based on fieldwork in the slums of Ghana's capital
city, Accra, I argued that the urban poor were not 'unemployed'. They
were working, although often for low and erratic returns. 'Informal'
incomes, unregulated by law and invisible to bureaucracy, were a
significant part of urban economies that had grown up largely without
official knowledge or control.
In the 1970s, the informal sector was often promoted as a source of
employment creation capable of lifting a poor economy by the bootstraps.
It was still assumed that this was primarily the state's responsibility.
Things changed in the 1980s, with the arrival of neo-liberal regimes in
the USA, Britain and elsewhere. The World Bank and IMF embarked on a
radical program of 'structural adjustment' whose chief effect was to
open up poor countries to international capital flows and to scale down
public expenditures there. Now the engine of development was 'the
market' and the informal economy was encouraged as one of its
instruments. If governments lacked the funds to provide public services
on the scale to which people were accustomed, the latter would have to
supply their own needs for health, education, transport and utilities
informally. These services would be paid for directly and thus
constituted a major boost for the free market -- free because largely
unregulated. Neo-liberal policies since then have fostered massive
growth in the 'informal' portion of global and national economies, by
reducing state controls and promoting the gigantic money flows known
simply as 'the markets'. The informal sector is now thought to account
for 70-90% of the economy in most African countries. War-zone economies
such as the Eastern Congo are almost wholly informal. There is a gender
component to the informal economy too, in that men have a
disproportionate share of formal positions and women's work is
predominantly informal.
The label 'informal' may be popular because it is both positive and
negative. To act informally is to be free and flexible; but it also
refers to what people are not doing ? not being regulated by the state.
The 'informal economy' allows academics and bureaucrats to incorporate
the teeming street life of Africa's cities into their abstract models
without having to know what people are really up to. For two centuries
now we have been living through humanity's rapid disengagement from the
soil as the chief object of labour and matrix of social life. The hectic
growth of cities could not be organized immediately as ruling elites
would like. The informal economy is one way of pointing to how people
devised their own means of survival and sometimes of prosperity in the
urban markets that spring up to meet their needs.
What the concept can't do is show us the social forms through which
African urban economies are actually organized. In my next lecture I
will consider some of these. They include religious and criminal
institutions, for example. Rather than emphasize the absence of
bureaucracy, I would now draw attention to the growth of urban commerce,
of markets in all their various guises. This shifts the burden of
analysis, of course, from the formal/informal pair to the relationship
between markets and capitalism in the neo-liberal era. I have argued
that African markets have hitherto been concentrated in major cities
largely as a result of political concentration of surpluses produced by
predominantly agrarian economies. The undoubted commercial energies of
African peoples have of late been stifled and locked up in a political
economy of a type labelled 'the urban revolution' or 'agrarian
civilization'. Another name for this would be the Old Regime, whose
nemesis, as we all know, was the string of liberal revolutions that
inaugurated the modern age in England, America, France and Italy between
the seventeenth and nineteenth centuries.
My question is whether the conditions brought about by the installation
of an Old Regime in most of Africa during the latter half of the
twentieth century might be the launch-pad for another liberal revolution
there in the twenty-first. The only progressive antidote to this latest
stage of collective unfreedom for Africans is a drive for genuine
political emancipation underwritten by economic freedom of a more than
rhetorical sort: a liberal revolution, in other words. It sounds
counter-intuitive, I know. But I hope to persuade you at least to
consider the possibility in my second lecture.
2. African development in the twenty-first century
"Charity never faileth: but whether there be prophecies, they shall
fail; whether there be tongues, they shall cease; whether there be
knowledge, it shall vanish away. For we know in part, and we prophesy in
part. But when that which is perfect is come, then that which is in part
shall be done away. When I was a child, I spake as a child, I understood
as a child, I thought as a child: but when I became a man, I put away
childish things. For now we see /through a glass, darkly/; but then face
to face: now I know in part; but then shall I know even as also I am
known. And now abideth faith, hope, charity, these three; but the
greatest of these is charity."
1 Corinthians 13: 8-13 (King James version)
/The story so far/
Charity', in Christian theology, is love directed first toward God but
also toward oneself and one's neighbours as objects of God's love, that
is, love of humanity. St. Paul says here that most of the time we make
do with knowing a little and guess the rest. In any case it's usually
wrong. We don't understand ourselves and we project onto others an image
of our own dark side. One day we will be able to recognize the humanity
in everyone, when we meet each other face to face, instead of through
the distortions of identity politics. Humanity is a collective noun, a
moral quality and a historical project for our species. What will it
take to succeed in this project? Belief, hope and love: clinging to what
we hold dear. Last week I summed up Africa's experience of the twentieth
century. Today I will consider its development prospects for the next
half-century. What I have to say is not intended as prophecy, even less
as Christian propaganda. But social science is limited when it comes to
imagining possibility, never mind to realizing it. If the idea of
'African development' is soon to take on the substance of rapid economic
growth, we would be unwise to neglect the part to be played in that
process by religion and the arts and indeed by love of humanity. As a
boy ethnographer four decades ago, I spent two years in the slums of
Accra. I was forced to meet people as they were, rather than through the
cracked mirror of race, since I could not have survived alone otherwise.
The book I hope to write from these lectures is my belated attempt to
express what I learnt then and have been reflecting on ever since.
I argued last week that 'development' is best thought of as a name for
the relationship between rich and poor countries after the collapse of
European colonial empire in the second half of the twentieth century. In
the post-war decades, when an economic boom was fed by social democracy,
'development' constituted a serious, if often misguided attempt to
narrow the gap between the two; but it has become a sham in the
neo-liberal era of the last three decades, when extraction of debt
interest has far exceeded aid contributions. Africa is principally 'the
land of the blacks'. Every person of African descent, whatever their
actual history and experience ? they could be Barack Obama, for example
-- suffers the practical consequences of being stigmatized by colour in a
world society that has been built on racial difference. The United
States and South Africa stand out for their racist oppression of black
people, whether under slavery, colonialism or apartheid. But many
Africans do not share this extreme history. My original experience of
Africa comes from research in West Africa, a populous region that
suffered the predations of the slave trade for centuries, but never had
to accommodate white settlers and endured colonialism for a relatively
short period. 1 in 6 Africans is a Nigerian and it makes no sense at all
to approach their history through the lens of colonial empire -- before,
during and after.
As a continent, Africa is divided into three disparate regions -- North,
South and Middle (West, Central and East Africa); but a measure of
convergence between them is now taking place, raising the prospect of
economic and political union, as once envisaged in Pan-Africanist
ideology. I endorse the drive to bring Africa closer together as a
geographical unit. Such a process must be fuelled by the collective
aspiration of black people for their long-delayed emancipation, a matter
of universal concern since the blight of racism affects us all, 'through
a glass darkly'. Africa's relative poverty has increased in the last
half-century, but, from being the most sparsely populated and least
urbanized major region around 1900, Africa's seventh of the world's
population now equals its share of the total land mass; and urbanization
there is fast approaching the global average of around 50%. Our task is
to understand this 'urban revolution' of unprecedented speed and scale;
and specifically how the social conditions it has generated lay the
groundwork for whatever lies ahead.
Drawing on the classical tradition of Rousseau, Morgan and Engels for an
anthropology of unequal society, I distinguished between three types of
social formation: egalitarian stateless societies based on kinship;
agrarian civilizations in which urban elites control the mass of rural
labour by means of the state and class division; and 'national
capitalist' societies, where markets and money are regulated by central
bureaucracies. Although Africa south of the Sahara has a more complex
history than can be captured neatly by this typology, I followed Jack
Goody in arguing that its dominant institutions before the modern period
could best be understood in terms of the classless type based on kinship
institutions. The second type, agrarian civilization covered most of
Europe, Asia and North Africa in a sequence whose common origin was
Mesopotamia's urban revolution 5,000 years ago. 'National capitalism'
took root within the region uniquely in South Africa. So Middle Africa,
in the course of the twentieth century and particularly after
independence, made a belated transition to the Old Regime of agrarian
civilization, just when Europe and North America, followed more recently
by much of Asia, embraced national capitalism. This brought North and
Middle Africa closer together as pre-industrial class societies, while
South Africa's current experiment in post-apartheid capitalism requires
it to accommodate its own African majority in new ways, as well as to
draw nearer to the rest of Africa.
A preoccupation with Africa's post-colonial failure to 'develop' has
obscured what really happened there in the twentieth century. The rise
of cities has been accompanied by the formation of weak and venal
states, locked into dependency on foreign powers and leaving the urban
masses largely to their own devices. The latter have generated
spontaneous markets to meet their own needs and these have come to be
understood as an 'informal economy', which has been stretched to include
70-90% of most African economies. Whatever its value in bringing to
light hitherto invisible economic activities, this concept is largely
negative, focusing on whatever is not regulated by bureaucracy and law.
It tells us nothing about how these practices are concretely organized.
This becomes crucial when we seek to identify trends in Africa's urban
economies today that might act as a springboard for sustained economic
development in the twenty-first century. There is no substitute for
finding out what is actually going on now. Despite its origins in
firsthand ethnographic research, the informal economy idea mainly allows
policy-makers to ignore the real lives of the supposed beneficiaries of
development.
The Old Regime in England, America, France and Italy was overthrown in
each case by a liberal revolution whose social consequences were more
mixed than was envisaged at the time. This is how the idea of freedom
entered modern history, as a popular desire to escape from the arbitrary
inequality of class societies that concentrated power and privilege in
the hands of a hereditary elite. The world has moved on since then, of
course, but in the remainder of this lecture I will explore the
prospects for such a revolution in Africa over the coming half-century
or so. Africans have already undergone several revolutions without so
far achieving the political forms capable of guaranteeing their equal
participation in world society. These revolutions include the abolition
of the slave trade, colonial conquest, the false dawn of independence
and the explosion of cities in the post-colonial era. Of late there has
grown up a sort of 'Afro-pessimism', a genre epitomized for me by
Stephen Smith's /Négrologie/ (2003), a pun on the French for an obituary
column whose subtitle is /pourquoi l'Afrique meurt/. When I read that, I
could only think that Africa is still young and growing, whereas France
is old and shows it. So I suppose what follows is an exercise in
'Afro-optimism'. I do not predict an inevitably happy outcome for
Africa, but I would claim that exploring positive scenarios can put a
more hopeful gloss on development discourse there.
/An African liberal revolution? /
Expectation of rapid economic improvement soon in Africa seems
counter-intuitive at this time, especially given Africa's symbolic role
as the negation of 'white' superiority. Black people have played this
role for centuries as the stigmatized underclass of an unequal world
society organized along racial lines; and never more than now, when
American and European dominance is being undermined by a shift in the
balance of economic power to countries like China, India, Brazil, Russia
and, within its own region, South Africa. Rather than face up to a
decline in their economic fortunes, the whites prefer to dwell on the
misfortunes of black people and on Africa's apparently terminal
exclusion from modern prosperity. Failed politicians and aging rock
stars, such as Blair and Bono, announce their mission to 'save' Africa
from its presumed ills. The western media represent Africa as the
benighted battleground of the four horsemen of the apocalypse: famine,
war, plague and death. It all goes to reassure a decadent West that at
least some people are a lot worse off than themselves. I was once
explaining my book to a French woman and noticed her face hardening when
I spoke of hopeful developments in Africa. So I added, 'Of course
Africa's a mess in many ways?? and she said, ?Yes! It's a mess?. She had
never been there, but it was important for her to know that Africa was
backward.
It is a curious fact that China occupied a similar slot in western
consciousness not long ago. In the 1920s and 30s, Americans and
Europeans often spoke of the Chinese the way they do of Africa today.
China was then crippled by the violence of warlords, its peasants mired
in the worst poverty imaginable. Today the country is spoken of as the
only one capable of standing up to the United States, while its
manufactures make inroads into western dominance on a scale far greater
than Japan's ever did. This profound shift in economic power from West
to East does not guarantee Africa's escape from the shackles of
inequality, but it does mean that structures of Atlantic dominance which
once seemed inevitable are perceptibly on the move; and that should make
it easier to envisage change. We are entering a new phase of economic
possibility, as well as altered patterns of constraint in world society.
Africa's advantage in current upheavals is its weak attachment to the
status quo. The world economy could easily regress to a condition
similar to that of the 1930s, when the current financial bubble bursts
and while the USA fights to maintain its grip on global power against
all-comers. In this case, Africans have less to lose; and the old
Stalinist 'law of unequal development' reminds us that, under such
circumstances, winners and losers can easily change places. I like to
tell my European friends who express concern about African poverty,
?Don't worry about them ? they have only one way to go, which is up. You
should be worried about your own decline.? This applies particularly to
my own country, Britain, for whom postponing recognition of the loss of
empire has become a way of life in itself. A recent poll reported that
Africa has a higher proportion of hopeful people than anywhere else in
the world, 30% if I recall. The /New York Times/ couldn't understand how
this could be so, since everyone knows that Africa is the most hopeless
place on earth. The idea of Africa as a basket case goes very deep.
To speak of a possible economic upturn begs the question of what
Africa's new urban populations could produce as a means of bringing
about their own economic development. So far, African countries have
relied on exporting raw materials, when they could. Minerals clearly
have a promising future owing to scarce supplies and escalating demand;
but the world market for food and other agricultural products is skewed
by western farm subsidies and prices are further depressed by the large
number of poor farmers seeking entry. Conventionally, African
governments have aspired to manufacturing exports as an alternative, but
here they face intense competition from Asia. It would be more fruitful
for African countries to argue collectively in the councils of world
trade for some protection from international dumping, so that their
farmers and infant industries might at least get a chance to supply
their own populations first. But the world market for services is
booming and perhaps greater opportunities for supplying national,
regional and global markets exist there.
There was a time when most services were performed personally on the
spot; but today, as a result of the digital revolution in
communications, they increasingly link producers and consumers at
distance. The fastest-growing sector of world trade is the production of
culture: entertainment, education, media, software and a wide range of
information services. The future of the human economy, once certain
material requirements are satisfied, lies in the infinite scope for us
to do things for each other -- like singing songs or telling stories --
that need not take a tangible form. The largest global television
audiences are for sporting events like the World Cup or the Olympic
Games. The United States' three leading exports are now movies, music
and software; and this is why they have sponsored an intellectual
property treaty (TRIPs) that seeks to shore up the profits of
corporations whose products can be reproduced digitally at almost no
cost. The central conflict in contemporary capitalism is between this
attempt to privatize the cultural commons and widespread popular
resistance to it. Any move to enter this market will be confronted by
transnational corporations and the governments who support them.
Nevertheless, there is a lot more to play for here and the terrain is
not as rigidly mapped out as in agriculture and manufactures. It is also
one where Africans are exceptionally well-placed to compete because of
the proven preference of global audiences for their music and plastic arts.
Why do you think Hollywood is where it is? A century ago, film-makers on
the East Coast struggled under Thomas Edison's monopolies of electrical
products; so some of them escaped to the Far West and kicked off the
movie industry with as little regulation as possible. For his first
Mickey Mouse cartoon, Walt Disney ripped off a Buster Keaton movie,
'Steamboat Willie'. Now the Disney Corporation sues Chinese cartoonists
for illegal appropriation of the Mickey Mouse logo. Did you know that
the world's third largest producer of movies, after Hollywood and
Bollywood, is Lagos in Nigeria ('Nollywood')? Most of their movies cost
no more than $5,000, a pattern reminiscent of Hollywood when W.G.
Griffith was king. American popular culture is still that country's most
successful export. There is no reason why it couldn't be for Africans too.
The classical liberal revolutions were sustained by three ideas: that
freedom and economic progress require increased movement of people,
goods and money in the /market/; that the political framework most
compatible with this is /democracy/, putting power in the hands of the
people; and that social progress depends on /science/, the drive to know
objectively how things work that leads to enlightenment. For over a
century now an anti-liberal tendency has disparaged this great
emancipatory movement as a form of oppression and exploitation in
disguise; and, in common with many social revolutions, it this is
partially true. Africa today must escape soon from varieties of Old
Regime that owe a lot to the legacy of slavery, colonialism and
apartheid; but conditions there can no longer be attributed solely to
these ancient causes. It is possible that the example of the classical
liberal revolutions, reinforced by endogenous developments in economy,
technology, religion and the arts, could offer fresh solutions for
African underdevelopment. These would have to be built on the conditions
and energies generated by the urban revolution of the twentieth century.
We all know of course that power is distributed very unequally in our
world and any new liberal movement would soon run up against entrenched
privilege. In fact, world society today resembles quite closely the Old
Regime of agrarian civilization, as in eighteenth century England and
France, with isolated elites enjoying a lifestyle wildly beyond the
reach of masses who have almost nothing. It is not just in post-colonial
Africa where the institutions of agrarian civilization rule today. Since
the millennium, the United States, whose own liberal revolution once
overcame the Old Regime of King George and the East India Company, seems
to have regressed to presidential despotism in the service of
corporations like Haliburton.
/The cultural sources for a liberal revolution/
It has long been acknowledged that the rise of capitalism in Europe drew
heavily on religion as one of its motors. Max Weber insisted that an
economic revolution of this scope could only take root on the back of a
much broader cultural revolution. If Africa's informal economy has the
potential to evolve into a more dynamic engine of urban commerce, what
might be the cultural grounds for such a development? As I said,
whatever happens next must build on what has already been put in place.
The basis for Africa's future economic growth must be the cultural
production of its cities and not rural extraction or the reactionary
hope of reproducing capitalism's industrial phase. This in turn rests on:
1. The energy of youth and women
2. The religious revival
3. The explosion of the modern arts
4. The communications revolution
5. The new African diaspora linked to sub-national identities
In the time available, I can only sketch an outline of what is a
book-length argument.
1. African societies, traditional and modern, have been dominated by
older men. Women have benefited less from their opportunities and are
less tied to their burdens. In many cases they have been quicker to
exploit the commercial freedoms of the neo-liberal international
economy. Even when men and boys have plunged whole countries into civil
war, thereby removing state guarantees from economic life, an informal
economy resting on women's trade has often kept open basic supply lines.
The social reality of Africa's cities is a young population without
enough to do and a growing generation gap. The energies of youth must be
harnessed more effectively and the chances of doing so are greater if
the focus of economic development is on something that interests them,
like popular culture.
2. The religious revival in Africa, both Christian and Muslim, is a
matter of immense significance for the forms of economic development.
This is in many cases founded on young people's rejection of the social
models and political options offered by their parents' generation.
Fundamentalist and less extreme varieties of religion make a different
kind of connection to world society than that offered by the
nation-state, based on the assumption of American dominance or its
opposite. They help to fill the moral void of contemporary politics and
often offer well-tried recipes for creative economic organization (e.g.
the Mourides of Senegal, see below). Christian churches are usually
organized and supported by women, even if their leadership is often male.
3. In all the talk of poverty, war and AIDS, the western media rarely
report the extraordinary vitality of the modern arts in post-colonial
Africa: novels, films, music, theatre, painting, sculpture, dance and
their applications in commercial design. There has been an artistic
explosion in the last half-century, drawing on traditional sources, but
also responding to the complexity of the contemporary world. One recent
example is the 'Africa Remix' exhibition that toured Europe and Japan, a
hundred installations from Johannesburg to Cairo, showing the modernity
of contemporary African art. The African novel, along with comparable
regions like India, leads the world. I have already referred to the
creativity of the film industry.
4. Africa largely missed the first two phases of the machine revolution,
based on the steam engine and electricity; but the third phase, the
digital revolution in communications whose most tangible product is the
internet, the network of networks, offers Africans very different
conditions of participation that they already show signs of taking up
avidly. In origin a means of communication for scientists and the
military, the internet is now primarily a global marketplace with very
unusual characteristics. Like the informal economy, it goes largely
unregulated; but this market freedom is harnessed to the most advanced
technologies of our era. The internet has also generated new conditions
for managing networks spanning home and abroad by radically shortening
the time and space dimensions of communication and exchange at distance.
The extraordinarily rapid adoption of mobile phones has made Africa a
crucible for global innovations, such as the first multi-country network
and use of phones for banking purposes in East Africa. Nor should we
neglect the role of television as a transnational means of widening
perceptions of community.
5. In the last half-century a new African diaspora has emerged, based
unlike that formed by Atlantic slavery on economic migration to America,
Europe and nowadays Asia. These migrants are usually known away from
home by their national identity, but many of them by-pass the national
level when maintaining close relationships with their specific region of
origin. They are often highly educated, with experience of the corporate
business world, while retaining links to relatives living and working in
the informal economy at home. One consequence of neo-liberal reforms has
been that transnational exchange is now much easier than it was, drawing
at once on indigenous knowledge of local conditions and the expertise
acquired by migrants and their families in the West. Remittances from
abroad are of immense importance everywhere, but they are bound to play
a major role in Africa's economic future.
/Classes for and against the liberal revolution/
You may well ask how these separate factors might generate sustainable
forms of enterprise capable of raising African economies to new levels
in the near future. Economic success is always a contingent synthesis of
existing and new conditions. There is no model of successful enterprise,
just many stories of economic innovation waiting to be discovered by
those who will look. Thus the Mourides, a Sufist order founded in the
early twentieth century, constitute an informal state with the state of
Senegal. Their international trading operations are capable of
influencing national economies, as when they recently shifted shoe
supplies to the USA via Harlem from Italy to China. A similar network of
North African Muslims has been running cars and car parts illegally from
Europe to Africa through Marseille on such a scale that the French car
industry has moved some of its production South to meet the demand.
Pioneering communications enterprises in Kenya and Ghana are beginning
to attract notice from far afield for their exciting mix of local
cultural resources and modern technologies. The Nollywood phenomenon
offers morality plays to African audiences at an affordable price. It is
often under-estimated in part because Lagos and Nigeria are perceived as
being chaotic. Yet in seventeenth-century London, while England was
going through its political, commercial and scientific revolutions,
herds of wild pigs savaged unwary pedestrians to death and the water
supply was undrinkable. The development standard for Africa is set today
by the bureaucratized societies of the West, by a type of anaesthetized
experience that goes by the name of 'world-class city'. But it may be
that earlier phases of the West's development offer Africans a more
appropriate framework of comparison.
In the second chapter of /The Wretched of the Earth/ (1959),
'Spontaneity: its strengths and weaknesses', Frantz Fanon provides an
excellent blueprint of how to go about analyzing the class structure of
decadent societies that are ripe for revolution, in his case the
anti-colonial revolution. He points out that political parties and
unions are weak and conservative in late colonial Africa because they
represent a tiny part of the population: the industrial workers, civil
servants, intellectuals and shopkeepers of the town, a class unwilling
to jeopardize its own privileges. They are hostile to and suspicious of
the mass of country people. The latter are governed by customary chiefs
supervised in turn by the military and administrative officials of the
occupying power. A nationalist middle class of professionals and traders
runs up against the superstition and feudalism of the traditional
authorities. Landless peasants move to the town where they form a
/lumpenproletariat/. Eventually colonial repression forces the
nationalists to flee the towns and take refuge with the peasantry. Only
then, with the rural-urban split temporarily healed by crisis, does a
mass nationalist movement take off. This compressed summary does not do
Fanon's analysis justice. I introduce it as an example of what must be
done if we face up to the real possibilities for another African
revolution now.
The African states brought into being by independence likewise rely on
chiefs to keep the rural areas insulated from the more unruly currents
of world society. Where the state's writ has been fatally undermined,
warlords take its place. Since the 'structural adjustment' policies of
the 1980s, international agencies have systematically preferred to
approach rural populations through NGOs, the missionaries of our age,
rather than national governments. World trade is organized by and for an
alliance of the strongest Western governments and corporations. Some of
the latter, especially in remote extractive industries, operate as
independent states with the state. The cities, massively expanded in
size, still sustain a very small industrial proletariat, since
mechanized production is poorly developed in post-colonial Africa. The
civil servants have been ravaged as a class by neo-liberal pressure to
cut public expenditures. This leaves us with the informal economy of
unregulated urban commerce, a phenomenon that is not best summarized by
the pejorative term, /lumpenproletariat/. Clearly, trade and finance are
not organized, in Africa or in the world at large, with a view to
liberating the potential of these classes. It is not likely, therefore,
that a liberal revolution could succeed by relying solely on a popular
economic movement from below. There are larger players on the scene and
their influence too must surely be felt.
/Africa// must unite/
South Africa, the one African country to make a go of 'national
capitalism' and probably the last, is well-placed to lead the next stage
of African development as a whole. This reflects of course President
Mbeki's vision of an African Renaissance. Since 1994, a new national
bourgeoisie has begun to emerge there, consisting of old white capital,
black politicians and Indian businessmen, linked to Asian and Western
sources of capital and with a new opportunity to expand rapidly into
their continental backyard. Capitalist development along these lines
cannot remain for long satisfied with a political regime granting
ultimate power to national sovereignties. Moreover, it is in South
Africa's interest for such expansion not to be seen in exclusively
national terms. It should rather be represented, on an analogy with
Prussia's role in German unification, as a drive for African unity
initially in a limited economic sense, led by the strongest black
government with a Pan-African agenda. And indeed the two most
significant continental institutions, the African Union in Addis Ababa
and NEPAD (the UN funding body) in Johannesburg are beginning to talk
about coordinating their functions. If Africans want to have a say in
what happens to them next, they will have to tap old and new social
forces to develop their own capacity for transnational association, in
the face of the huge coalitions of imperial power mobilizing at this
time to deny them that opportunity for self-expression.
Pan-Africanism gave way to the aspiration for national capitalism half a
century ago because world society was not organized then to accommodate
it. When the anti-apartheid movement led to African independence in
South Africa, global thinking took second place to the non-racial
nationalism that was always espoused by the ANC. But, as a result of
neo-liberal globalization, one of the strongest political movements
today is the formation of large regional trading blocs: the EU, NAFTA,
ASEAN, Mercosur. This is a good time for Africans to renew the movement
towards greater continental unity, at first in economic affairs and as a
complement to, not replacement for national governments, since the rest
of the world is doing the same thing and they would inevitably lose out
again if they fail to do so. If we needed any reminder of the
contemporary salience of Pan-Africanism, we have only to note the USA's
recent formation of a unified African military command, with the aim of
controlling access to mineral resources there in competition with China.
I have focused on the possibilities for dramatic developments in Africa
since, it seems to me, so much thinking about the future there is timid,
being limited to ambitions for reprising some earlier phase of the
West's economic history when the door is effectively closed to
newcomers. Ideally such developments would be an expression of Africans'
drive from below for democracy and economic freedom; but it is unlikely
to take place except within the framework of a revolution from above
drawing on forces both external and internal to the continent. I have
tried to draw attention here to scenarios that go beyond the limits of
current conventional thinking. Africa could make rapid economic advances
in the coming decades through a mixture of top down and bottom up
forces. But this would require both a radical shift in development
strategy and willingness to confront, by whatever combination of
peaceful and violent means, the entrenched institutions of economic
backwardness. Above all, it is vital for Africans to gain historical
awareness of the global context for whatever they attempt locally and
regionally. This perspective has largely been missing before.
Real economic progress requires us to go beyond merely documenting the
scope of informal economic activities. We need to discover the social
and cultural dynamism that underpins its most progressive clusters. What
are the social forms that already organize the informal economy and how
could their prospects for engaging fruitfully with the national,
regional and global economy be enhanced in partnership with the
regulatory agencies? Ongoing research into what we may call 'the human
economy' or 'economics with people in' is indispensable to such a
programme of development.
It was never the case that a national framework for development made
sense in Africa, except possibly for South Africa, and it makes even
less sense today. The coming African revolution could leapfrog many of
the obstacles in its path, but it will not do so by remaining tied to
the national straitjacket worn by African societies since they won
independence from colonial rule.
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